Webinar  | Tuesday, April 7th @ 11:00 a.m. ET

Balancing Oversight and Innovation: The Compliance Leader's Guide to AI Adoption in Financial Services

Artificial Intelligence is carving new paths within the financial services industry. Its speed, depth, and breadth of use, which were initially shaped by executive management intent, technical talent, and desire for efficiency, are now importantly balanced with compliance curiosity and expectations for responsible innovation.

In this webinar, we’ll explore some of the drivers and considerations present in the AI journey, particularly those impacting compliance and operational professionals in the financial industry. We’ll touch on the use of AI in our areas of expertise, which are marketing compliance and adverse media monitoring for financial services. We’ll also discuss ways to evaluate AI-based tools for use in financial services-regulated ecosystems.

By attending this webinar, participants can get a better perspective of the impact of AI implementations for compliance professionals, including:

•  Oversight and Governance: What this really means, and what is different

• Regulatory expectations: What you might be concerned with from regulators in terms of audits

• Controls: Suggestions for updating and tightening controls

• Responsible Innovation: Insights on how to get started reviewing vendors in this space