Ebook

From caution to action: How advisory firms are integrating AI in compliance

Two years after ChatGPT popularized generative AI, financial institutions are still navigating its opportunities and risks. This survey, researched and written by A-Team Group on behalf of Saifr, explores how 17 senior executives in Financial Services firms are thinking about AI adoption for their compliance processes, and details why you might want to follow suit in implementing or scaling use of AI at your institution.

Report highlights include...

Examples of how compliance teams are managing AI transformation
How teams are using GenAI, LLMs, ML, and NLP
The challenges they might face with AI integration and adoption, and what they're doing to address those challenges

Sneak peek: Executives' POV

This ebook reveals the critical ways in which AI is transforming compliance. Seventeen senior compliance operations and technology executives at financial firms provide a snapshot of the industry's enthusiasm, pragmatism, and concerns.

Leaders feel the need for immediate action and acknowledge AI's evident efficiency gains—but can't dive head in yet due to data security and explainability risks. But the AI wave can't be held at bay for long. Executives shared they expect to see a shift in skills, to AI oversight and data science.

The future is proactive (read: AI-assisted) compliance.

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From caution to action: How advisory firms are integrating AI in compliance

Who's the ebook for?

Sneak peek: Executives' POV

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